Compliance Risk Management Consultancy

FCA Regulatory Compliance Specialist Consultancy, Providing Bespoke Projects For Authorised And Non-Authorised Firms. Call on 0207 097 1434
Open today until 17:00
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S165 Error? Enforcement! Resistance is Futile! #UK Regulated #FinancialServices are subject to themed reviews by the FCA and it is important to have the right documentation before you get placed in "Enforcement". To help you authorise or run your business within the FCA expected parameters, tra...

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2 months ago
Huge thanks to Lee and Mo on helping us with our FCA application. They were able to assist with all aspects, from preparing the application to responding to FCA queries in a professional and efficient manner. Would highly recommend!
- Danny N
3 months ago
Lee and Sue are remarkable at what they do, I feel completely at ease with their expertise. Compliance is in my opinion the building blocks of any good business, with Compliance Consultant onboard, i have no doubt our business will grow
- Terry M
7 months ago
We began to use Lee and Jenny at the start of 2020 - I have found them excellent to deal with. Lee and his team are helpful, responsive and clearly knowledgeable in their subjects. The result is they they provide confidence and support which I trust. Look forward to continuing working with them.
- James S

Compliance Risk Management Specialists

Specialist Regulatory Compliance Risk Management Consultancy that provides regulatory compliance support services. Per diem or fixed price projects available on request. FCA Authorisations and VOPs a speciality along with governance, data protection (GDPR) and the UK's top selling Compliance Manual Template and AML Policy & Procedures. We will beat any like for like quote by at least 5%. We have performed risk management, regulatory consulting and regulatory compliance consulting to all sizes of UK regulated firms from small IFAs and stockbrokers to and including FTSE100. We often white-label for the larger firms when they have no expertise. For your regulatory risk management consulting, come to us - Why Pay More?

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  • 020 7097 1434


Get directions
Kemp House
152-160 City Road
United Kingdom

Opening Hours

Mon:8:00 am – 5:00 pm
Tue:8:00 am – 5:00 pm
Wed:8:00 am – 5:00 pm
Thu:8:00 am – 5:00 pm
Fri:8:00 am – 5:00 pm
Sat:9:00 am – 5:00 pm
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