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Compliance Risk Management Consultancy
FCA Regulatory Compliance Specialist Consultancy, Providing Bespoke Projects For Authorised And Non-Authorised Firms. Call on 0207 097 1434
Open today until 17:00
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Posted on Aug 24, 2021
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Posted on Jun 16, 2021
Call nowUK Cryptoassets/Crypto Currency, Crypto traders - If your application was of a poor standard (as many apparently are) there will be delays. https://wp.me/p7OMfd-4vM #cryptocurrency #cryptoassets #cryptocurrencies #amld5 #amlcompliance #Fca
Testimonials
10 months ago
- Terry MLee and Sue are remarkable at what they do, I feel completely at ease with their expertise. Compliance is in my opinion the building blocks of any good business, with Compliance Consultant onboard, i have no doubt our business will grow
9 months ago
- Danny NHuge thanks to Lee and Mo on helping us with our FCA application. They were able to assist with all aspects, from preparing the application to responding to FCA queries in a professional and efficient manner. Would highly recommend!
a year ago
- James SWe began to use Lee and Jenny at the start of 2020 - I have found them excellent to deal with. Lee and his team are helpful, responsive and clearly knowledgeable in their subjects. The result is they they provide confidence and support which I trust. Look forward to continuing working with them.
Compliance Risk Management Specialists
We offer bespoke and specific fca compliance projects for clients who need something that is regulatory compliant and not "off-the-shelf". We also have a S166 response service at http://s166.co.uk.
Compliance risk management is vital and preparation for new regulation such as GDPR, MiFID II, and Senior Managers and Certification Regime (SMCR) etc
We also have a number of products available for download from governance to rules mapping, AML, KYC, MLD4 and financial crime, through to complaints management, MiFID II and GDPR.
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Call now
- 020 7097 1434
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Opening Hours
| Mon: | 8:00 am – 5:00 pm |
|---|---|
| Tue: | 8:00 am – 5:00 pm |
| Wed: | 8:00 am – 5:00 pm |
| Thu: | 8:00 am – 5:00 pm |
| Fri: | 8:00 am – 5:00 pm |
| Sat: | 9:00 am – 5:00 pm |
| Sun: | Closed |
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