Compliance Consultant

Updates

Posted on Feb 26, 2021

Where do I get a Segregated/Safeguarded Bank Account?

Posted on Feb 26, 2021

S165 Error? Enforcement! Resistance is Futile! #UK Regulated #FinancialServices are subject to themed reviews by the FCA and it is important to have the right documentation before you get placed in "Enforcement". To help you authorise or run your business within the FCA expected parameters, tra...

Call now

Posted on Feb 25, 2021

Looking For FCA Regulatory Compliance Support?

Looking For FCA Regulatory Answers?

Call Us 0207 097 1434
http://dlvr.it/RtTXm8

Learn more

Posted on Feb 25, 2021

Have More Questions Than Answers? | Compliance Consultant

Learn more

Posted on Feb 16, 2021

Getting Ready For The 6AMLD

Learn more

Posted on Feb 13, 2021

FCA Decline/Reject CryptoAsset Firms
If Your Cryptocurrency Application With The FCA Has Stalled, We Can Get You Back On Track - We Specialise in #UK FCA Authorisations and Registrations. https://wp.me/p7OMfd-4vM Call us on+44 (0) 207 907 1434 or email info@complianceconsultant.org #cryptocurrenc...

Call now

Posted on Feb 10, 2021

Payments Business? Have Your Say! Don’t Miss This

Learn more

Posted on Jan 31, 2021

Training & Competence – T&C

Learn more

Posted on Jan 31, 2021

Why Is Document Version Control So Important?

Learn more

Testimonials

2 months ago

Huge thanks to Lee and Mo on helping us with our FCA application. They were able to assist with all aspects, from preparing the application to responding to FCA queries in a professional and efficient manner. Would highly recommend!

- Danny N

3 months ago

Lee and Sue are remarkable at what they do, I feel completely at ease with their expertise. Compliance is in my opinion the building blocks of any good business, with Compliance Consultant onboard, i have no doubt our business will grow

- Terry M

7 months ago

We began to use Lee and Jenny at the start of 2020 - I have found them excellent to deal with. Lee and his team are helpful, responsive and clearly knowledgeable in their subjects. The result is they they provide confidence and support which I trust. Look forward to continuing working with them.

- James S

Compliance Risk Management Specialists

Specialist Regulatory Compliance Risk Management Consultancy that provides regulatory compliance support services. Per diem or fixed price projects available on request. FCA Authorisations and VOPs a speciality along with governance, data protection (GDPR) and the UK's top selling Compliance Manual Template and AML Policy & Procedures. We will beat any like for like quote by at least 5%. We have performed risk management, regulatory consulting and regulatory compliance consulting to all sizes of UK regulated firms from small IFAs and stockbrokers to and including FTSE100. We often white-label for the larger firms when they have no expertise. For your regulatory risk management consulting, come to us - Why Pay More?