Compliance Risk Management Consultancy

FCA Regulatory Compliance Specialist Consultancy, Providing Bespoke Projects For Authorised And Non-Authorised Firms. Call on 0207 097 1434
Opening at 08:00 tomorrow
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All too often it appears we are selling something, but this message is not the case. We have a number of information posts on our website that prove popular with visitors. The page describing the Importance of Good MI is a favourite for many and can be found at

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6 months ago
Huge thanks to Lee and Mo on helping us with our FCA application. They were able to assist with all aspects, from preparing the application to responding to FCA queries in a professional and efficient manner. Would highly recommend!
- Danny N
7 months ago
Lee and Sue are remarkable at what they do, I feel completely at ease with their expertise. Compliance is in my opinion the building blocks of any good business, with Compliance Consultant onboard, i have no doubt our business will grow
- Terry M
11 months ago
We began to use Lee and Jenny at the start of 2020 - I have found them excellent to deal with. Lee and his team are helpful, responsive and clearly knowledgeable in their subjects. The result is they they provide confidence and support which I trust. Look forward to continuing working with them.
- James S

Compliance Risk Management Specialists

We offer bespoke and specific fca compliance projects for clients who need something that is regulatory compliant and not "off-the-shelf". We also have a S166 response service at

Compliance risk management is vital and preparation for new regulation such as GDPR, MiFID II, and Senior Managers and Certification Regime (SMCR) etc

We also have a number of products available for download from governance to rules mapping, AML, KYC, MLD4 and financial crime, through to complaints management, MiFID II and GDPR.

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  • 020 7097 1434


Get directions
Kemp House
152-160 City Road
United Kingdom

Opening Hours

Mon:8:00 am – 5:00 pm
Tue:8:00 am – 5:00 pm
Wed:8:00 am – 5:00 pm
Thu:8:00 am – 5:00 pm
Fri:8:00 am – 5:00 pm
Sat:9:00 am – 5:00 pm
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